Normal x Compact Needs Not be Normal

This is to present a non-normal cross product where one factor is a normal space and the other factor is a compact space. The normal space is X=[0,\omega_1) and the compact space is Y=[0,\omega_1]. I would like to show that X \times Y is not normal. For a basic discussion on these ordinal spaces with the order topology, see this previous post.

In addition to demonstrating an example meeting the criteria set forth in the title, I would like to look at this through two angles. Because these spaces have the ordered topology, they are hereditarily normal (completely normal). Note that X \times Y is a subspace of Y \times Y. Thus Y \times Y fails to be hereditarily normal, demonstrating that hereditarily normal x hereditarily normal needs not be hereditarily normal. Another example of this is the double arrow space. In this previous post, I showed that the square of the double arrow space is not hereditarily normal. The double arrow space is perfectly normal and is thus a stronger example in this regard since it shows the square of a perfectly normal space needs not be hereditarily normal. But the uncountable ordinal spaces of [0,\omega_1) and [0,\omega_1] are important counterexamples as well as building blocks for other counterexamples. So for the record, I present them here.

For the second angle, these two spaces show that hereditarily normality is not “nice” enough to prevent non-normal product.

In proving X \times Y is not normal, the Pressing Down Lemma is used. A subset S of X=[0,\omega_1) is a stationary set if S meets every closed and unbounded set in X. The following is one version of the Pressing Down Lemma (see Lemma 6.15 on p. 80 of [1] for a more general version).

    Pressing Down Lemma

      Let S be a stationary subset of [0,\omega_1). Let f:S \rightarrow \omega_1 such that for each \gamma \in S, f(\gamma)<\gamma, then for some \alpha<\omega_1, f^{-1}\lbrace{\alpha}\rbrace is a stationary subset of [0,\omega_1).

To show that X \times Y is not normal, let H and K be the following sets.

    H=\lbrace{(\alpha,\alpha):\alpha<\omega_1}\rbrace

    K=\lbrace{(\alpha,\omega_1):\alpha<\omega_1}\rbrace

These two sets are disjoint and closed in X \times Y. Let U and V be open such that H \subset U and K \subset V. It follows that U \cap V \neq \phi.

For each \alpha<\omega_1, let g(\alpha)<\omega_1 such that [g(\alpha),\alpha] \times [g(\alpha),\alpha] \subset U. Since g is a pressing down function, there is some \delta<\omega_1 and there is a stationary set S such that all points in S are mapped to \delta by g. Specifically, for each \alpha \in S, we have:

    [\delta,\alpha] \times [\delta,\alpha] \subset U

Choose \beta_0>\delta and let \beta=\beta_0+1. We have (\beta,\omega_1) \in K \subset V. Choose \gamma>\delta such that

    \lbrace{\beta}\rbrace \times [\gamma,\omega_1] \subset V

Choose \alpha \in S such that \delta < \beta<\alpha and \delta<\gamma<\alpha<\omega_1. We have the following set inclusions:

    \lbrace{\beta}\rbrace \times [\gamma,\alpha] \subset [\delta,\alpha] \times [\delta,\alpha] \subset U

    \lbrace{\beta}\rbrace \times [\gamma,\alpha] \subset \lbrace{\beta}\rbrace \times [\gamma,\omega_1] \subset V

Thus U \cap V \neq \phi. This completes the proof that the product X \times Y is not normal.

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Reference

  1. Kunen, K., Set Theory, An Introduction to Independence Proofs, North-Holland, Amsterdam, 1980.

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Revised February 3, 2014.
\copyright \ 2014 \text{ by Dan Ma}

The Lexicographic Order and The Double Arrow Space

This post is a basic discussion on the unit square with the lexicographic order and one of its subspace called the double arrow space. The goal is to establish several basic facts of these two spaces. Both of these spaces are compact non-metrizable spaces. The double arrow space consists of the top and bottom edges of the unit square. The double arrow has a strong connection to the Sorgenfrey Line and its square is an example of a space that is normal that is not completely normal. The unit square with the lexicographic order is an example of a completely normal space that is not perfectly normal.

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Defining the spaces

Let I be the unit interval [0,1]. Let \mathcal{X} be I\times I. Consider the lexicographic order on \mathcal{X}. This is the linear order < defined by letting (a,b)<(c,d) whenever a<c or (a=c and b<d). The goal is to consider the square with the topology induced by this linear order. For p=(a,b) and q=(c,d), <p,q> is the notation in this post for open intervals in the unit square.

To facilitate further discussion, let’s look at the following subsets of \mathcal{X}.

    \mathcal{A}_0=I \times \lbrace{0}\rbrace
    \mathcal{A}_1=I \times \lbrace{1}\rbrace
    \mathcal{B}_0=\lbrace{0}\rbrace \times I
    \mathcal{B}_1=\lbrace{1}\rbrace \times I
    \mathcal{S}_0=(0,1) \times \lbrace{0}\rbrace
    \mathcal{S}_1=(0,1) \times \lbrace{1}\rbrace
    \mathcal{A}=\mathcal{A}_0 \cup \mathcal{A}_1

The subspace \mathcal{A} is called the double arrow space. In this post, my aim is to establish some basic facts about the double arrow space \mathcal{A} and then the unit square \mathcal{X}.

Double arrow space

    A. \mathcal{A} is compact.
    B. \mathcal{A} is hereditarily Lindelof and hereditarily separable.
    C. \mathcal{A} is perfectly normal.
    D. \mathcal{A}^2 is not hereditarily normal.

Unit square with lexicographic order

    E. \mathcal{X} is compact.
    F. \mathcal{X} is first countable.
    G. \mathcal{X} is not separable.
    H. \mathcal{X} does not have the countable chain condition (ccc).
    I. \mathcal{X} is not perfectly normal.

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Open intervals in these spaces

Before proving the results stated above, let’s make sense of the open intervals in \mathcal{X} and then in \mathcal{A}. The open intervals for points in \mathcal{X}-\mathcal{A} are essentially the usual open intervals. For example, for the point (0.5,0.5), the following is an open interval in \mathcal{X}.

    \lbrace{0.5}\rbrace \times (0.25,0.75)

Because of this, \mathcal{X} has an uncountable collection of pairwise disjoint open intervals (thus does not have ccc and is not separable). Also, a vertical line in \mathcal{X} of the form \lbrace{t}\rbrace \times I is a homeomorphic copy of the unit interval [0,1] with the usual topology.

The more interesting open neighborhoods are for the points in the top and bottom lines (i.e. the double arrow space). Let’s look an example of an open interval in \mathcal{X} for the point (0.5,1). Consider the open interval <p,q> where p=(0.5,0.9) and q=(0.6,0.2). It follows that the open interval <p,q>=L \cup M \cup R where

    L=\lbrace{0.5}\rbrace \times (0.9,1]

    M=(0.5,0.6) \times I

    R=\lbrace{0.6}\rbrace \times [0,0.2)

Note that M is the vertical strip in the middle, L is the left edge, and R is the right edge. If you look at <p,q>\cap{\mathcal{A}}, then the open interval for the point (0.5,1) becomes

    \biggl((0.5,0.6] \times \lbrace{0}\rbrace \biggr) \cup \biggl( [0.5,0.6) \times \lbrace{1}\rbrace \biggr)

The above is also an open interval in \mathcal{A} containing the point (0.6,0). Similarly, an example of an open interval containing the point (0.5,0) is:

    \biggl( (0.4,0.5] \times \lbrace{0}\rbrace \biggr) \cup \biggl([0.4,0.5) \times \lbrace{1}\rbrace\biggr)

Based on the above examples of open intervals, open intervals in \mathcal{A} have the following form, hence the term “double arrow”.

    \biggl((a,b] \times \lbrace{0}\rbrace\biggr) \cup \biggl([a,b) \times \lbrace{1}\rbrace\biggr)

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Proofs

The double arrow space contains two copies of the Sorgenfrey line. So knowing the basic properties of the Sorgenfrey line will help follow the proofs of A through D below. Information about the Sorgenfrey line can be found in the following blog post.

Proof of A. I now proof that the double arrow space \mathcal{A} is compact. I do so by showing that it is Lindelof and countably compact. A space is countably compact if any countable open cover has a finite subcover (equivalently, any infinite subspace has a limit point). Here, limit point is in the topological sense (i.e. the point p is a limit point of the set K if any open set containing p contains a point of K different from p).

Note that \mathcal{S}_0 and \mathcal{S}_1 as defined above are homeomorphic copies of the Sorgenfrey Line. Thus \mathcal{A} is made of of two copies of the Sorgenfrey Line plus 4 points. This shows that \mathcal{A} is hereditarily Lindelof.

Pick an infinite subset W of \mathcal{A}. Then either the top or the bottom contains infinitely many points of W. Assume the top does. There is a point (q,1) that is a limit point of W \cap \mathcal{A}_1 in the usual topology. If the point (q,1) is a right-sided limit point of W \cap \mathcal{A}_1 in the usual topology, then the point (q,1) is a limit point of W in the order topology. If the point (q,1) is a left-sided limit point of W \cap \mathcal{A}_1 in the usual topology, then the point (q,0) is a limit point of W in the order topology.

Proof of B, C and D. As observed in the proof of A, the double arrow space is the union of 2 copies of the Sorgenfrey Line plus 4 points. Thus it is hereditarily Lindelof, hereditarily separable and perfectly normal.

Note that \mathcal{A}^2 contains a copy of the Sorgenfrey Plane. Thus it is not hereditarily normal. This also implies that both the double arrow space and the unit square with the lexicographic order are not metrizable.

Proof of E. Let \mathcal{U} be an open cover for \mathcal{X} that consists of open intervals. Since \mathcal{A} is compact, there exists a finite collection of open intervals \lbrace{U_0,U_1,...,U_n}\rbrace from \mathcal{U} that cover \mathcal{A}. Based on the above observation about open intervals of points in the double arrow space, the open intervals U_i cover all the points in \mathcal{X}-\mathcal{A} except possibly the left and right edges of the open intervals U_i. With the topology inherited from the order topology, each of the edges is homeomorphic to the unit interval with the usual topology. Thus there are finitely many open intervals from \mathcal{U} that cover these left and right edges. Thus \mathcal{U} has a finite subcover and \mathcal{X} is compact.

Proof of F, G, H. These are clear based on the above observation made about the open intervals in the unit square.

Proof of I. I show here that \mathcal{A} cannot be a G_\delta set in the unit square \mathcal{X}. For each n<\omega, let U_n be an open set in \mathcal{X} such that \mathcal{A} \subset U_n. Since \mathcal{A} is compact, we can assume that U_n is the union of finitely many open intervals. Based on the observation given above, each U_n covers all of \mathcal{X}-\mathcal{A} except for finitely many vertical lines (the left and right edges of these open intervals). Pick one vertical line that is not one of the vertical edges from the open intervals U_n. Clearly this vertical line is covered by U_n for each n<\omega. Thus \mathcal{A} is not a G_\delta set in \mathcal{X}.

Comment. The double arrow space is made up of 2 copies of the Sorgenfrey Line and the 4 corner points. It follows that it is hereditarily Lindelof and perfectly normal. However, since the square of the double arrow space contains a copy of the Sorgenfrey Plane, the square of the double arrow space is not hereditarily normal, thus showing that normality is not a hereditary notion. The square of the double arrow space \mathcal{A}^2 is a handy example of a normal space that is not completely normal. This implies both the double arrow space and the unit square with the lexicographic order not metrizable. The space \mathcal{A}^2 also demonstrates that hereditarily normality is not preserved by Cartesian product.

The unit square with the lexicographic order topology is completely normal ([Steen & Seebach]). Thus it is an example of a space that completely normal (T4) but not perfectly normal (T5).

Reference

    [Steen & Seebach]
    Steen, L. A. and Seebach, J. A., [1995] Counterexamples In Topology, Dover Edition